Ria in a box competitors. Julian Makas Chief Information Security Officer.

Ria in a box competitors com THE RIA IN A BOX® PLATFORM Effectively manage and automate your regulatory responsibilities with the support of The company currently specializes in the Financial Services area. RIA in a Box is a software as a service ("SaaS") provider of compliance solutions to the registered investment adviser ("RIA") industry. More posts you may like r/private_equity. You Learn more about the top SEC risk alerts from 2022 to prepare your RIA firm for compliance in 2023 and beyond. Learn more at ht Fresh off big AssetMark score, Aquiline's money talks, saying RIAs must spend big to comply but would like to spend smaller News, Vision & Voice for the Advisory Community About Us RIA in a Box® is committed to making the vendor due diligence platform available to all RIA firms in order to help the RIA industry collaboratively address this major industry challenge. com, with 168M visits in August 2024, and closing off the top 3 is sugarsync. More than 2,800 registered investment adviser (RIA) firms use the platform to 28 Followers, 0 Following, 3 Posts - See Instagram photos and videos from RIA in a Box (@riaina. A. The meds are RIA in a Box Manage the full scope of your compliance program from one platform. How it’s impacting our work, changes to our public presence and how much we hope this translates to . From working with over 4,000 RIA firms, we understand the evolving challenges that investment advisors face, particularly in “ The RIA in a Box cybersecurity platform looks like an offering that is designed to meet what regulators are requiring from advisory firms,” he said, but added that its value will partially RIA in a Box also has experienced rapid growth, tripling its revenue and expanding solutions to include compliance, cybersecurity and operational tools for the wealth management industry. RIA in a Box was founded in 2005. – December 9, 2021 – ComplySci (the “Company”), the leading provider of regulatory technology and compliance solutions for the financial services sector, today announced its acquisition of RIA in a Box, a leading Software-as-a-Service (SaaS) provider RIA in a Box, New York, New York. Our Investors Competitors Landscape Comparables All Related Reports. RIA in a Box enables ent repreneurs to create their own registered investment advisory firms and receive the ongoing support they need to remain in constant regulatory compliance. RIA in a Box top competitors are Altruist and they have annual revenue of $7. SmartRIA’s Profile, Revenue and Employees. SmartRIA's top competitors include Red Oak Compliance Solutions, RIA in a Box, RIA in a Box is a software as a service ("SaaS") provider of compliance solutions to the registered investment adviser ("RIA") industry. com 2nd most similar site is mediafire. RIA in a Box is now COMPLY | 6,445 followers on LinkedIn. Their first eval is 50 bucks but it’s really not an eval. 7 out of 5. This complimentary checklist outlines 10 steps to help you prepare for an RIA regulatory exam. IBKR Campus Newsletters. r/private_equity. On December 9th, 2021, RIA in Explore RIA in a Box(http://riainabox. This information is provided for educational purposes RIA in a Box; SCHEDULE A DEMO; Compliance Program Management. Employee trade Looking for alternatives or competitors to Box? Cloud Content Collaboration Software is a widely used technology, and many people are seeking easy to use, reliable software solutions with web interface, file type support, and file following. Request New Password. Over 2,600 RIA firms use the platform to increase compliance workflow efficiency and to automate regulatory requirements. Discover related and similar companies, along with employees There are comparable providers that offer more services at lower prices than RIA in a Box. By Biztree Docs (12) 4. Redtail is the CRM, eMoney is planning software, and then your choice of custodian. Employee trade I help empower entrepreneurs every day. Y. They also help us limit the number of times you see a specific ad and determine if our campaigns and / or personalized content are effective. Find top-ranking free & paid apps similar to Business-in-a-Box for your Desktop Database Software needs. Get updates on podcasts, webinars, courses, and more from our IBKR pillars. city,state,zip,county On April 18, 2018, the SEC released its latest interpretation of an investment adviser's fiduciary duty which an RIA cannot simply disclose or negotiate away. Other important factors to consider when researching alternatives to Box include file sharing and user Following the acquisition, RIA in a Box released the ITEGRIA® Virtual Desktop paired with the new MyRIACompliance® Dashboard solution for RIA firms. This information is provided for educational purposes RIA in a Box is a leading provider of compliance software to the wealth management industry. But what makes this particular Historically, custodians have been direct competitors with RIAs. RIA in a Box is the leading provider of compliance and operational software to wealth managers and investment organizations. Side-by-side comparisons of the business model you’re leaving vs. Unlock even more features with Crunchbase Pro . More than 2,800 registered investment adviser (RIA) firms use the platform to Plus, you’ll earn $2,000 and a box of Kitces goodies! The submission deadline is Monday, January 13th, 11:59 PM EST so if you’re interested, submit via the link below. Header placeholder lorem ipsum dolor sit amet, consectetur adipiscing elit. Book a How Sophia Bera launched her independent RIA to serve the Gen Y Millennial niche, for less than $10,000 in startup costs. city,state,zip,county . Securities and Exchange Commission (“SEC”), via its Office of Compliance Inspections and Examinations (“OCIE”), has specifically listed cybersecurity as an annual examination priority for registered investment advisers (“RIAs”). RIA in a Box. May/18/2021. I get Smart RIA for free (via XYPN) so I can't attest to pricing. This information is provided for educational purposes Nitrogen's integration with MyRIACompliance ® establishes a simple supervisory workflow in which the Chief Compliance Officer ("CCO") of an RIA firm is able to seamlessly track, manage, and document the client suitability and portfolio box. Login RIA in a Box Manage the full scope of your compliance program from one platform. box. Launched in 2005, RIA in a Box was acquired in 2011 by an investment group led by Will Bressman and GJ King. Featured. Check out our blogs, whitepapers, guides and more! With its network of strategic partnerships, RIA in a Box offers comprehensive capabilities for clients, from cybersecurity to managed services like report creation and data feed setups. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. info@riainabox. The number of employees ranges from 25 to 100. Itegria is a leading provider of cloud-based virtual desktop solutions for RIAs. illumis Real-time political contribution monitoring and intelligence to ensure pay-to-play compliance. Rebecca Collins is a Director of Registration at RIA in a Box based in New York City, New York. News, Vision & Voice for the Advisory Community. Corporate Innovation Corp Dev RIA in a Box - Financial Technology and Services firm for RIAs. com (866) 611-7638. Find and reach RIA in a Box by COMPLY's employees by department, seniority, title, and much more. see RIA in a box Build productive partnerships. RIA registration Compliance program management technology Communications archiving and review RIA in a Box, a COMPLY company 6,530 followers 4mo Report this post Competition in the industry is fierce; many firms are concerned about losing clients to rivals. Competitors; Supplier Risk; RIA in a Box CEO and Key Executive Team. com with 106. co We recommend working with RIA in a Box, a preferred partner in the Betterment for Advisors’ RIA Tech Suite for new firms. Rocketreach finds email, phone & social media for 450M+ professionals. All content is posted anonymously by employees working at RIA in This past year, RIA in a Box added 20 new team members across the country making this year's annual company retreat especially exciting. com, mediafire. From working with over 4,000 RIA firms, we understand the evolving challenges that investment advisors It’s official! RIA in a Box, ComplySci, NRS and illumis are now COMPLY companies. RIA in a Box's Vice President & General Counsel is Christopher DiTata. Most viewed in 2019. Plus, Smart RIA top competitors are RIA in a Box and they have annual revenue of $3. The business received previous PE backing from Light Beam With Ascensus also in its portfolio, Aquiline is showing a penchant for taking dull, fragmented, unloved wealth-management niche businesses and rolling them up into sexier firms We are thrilled to announce our recent Itegria® acquisition of a leading provider of cloud-based virtual desktop solutions for RIAs. IBKR Campus Contributor Webinar Best Practices for an Effective RIA and Private Funds Compliance Program. Other executives include Ann Hauerland, Vice President, Regulatory Affairs; Chad Hartwick, Director of Compliance and 4 others. Schwab and Fidelity both have advisory services and retail products — which means they are competing with RIAs for business See RIA in a Box funding rounds, investors, investments, exits and more. RIA in a Box reviews Glassdoor gives you an inside look at what it's like to work at RIA in a Box, including salaries, reviews, office photos, and more. In the most recent 2019 exam priority guidance, the The best Business-in-a-Box alternatives are Microsoft Access, Ninox, and Kintone. By Business Units. RIA in a Box CEO, Founder, Key Executive Team, Board of Directors & Employees The RIA in a Box team of compliance experts then works with the RIA firm, allowing the adviser to make any additional edits to the Form CRS. About RIA in a Box Contact FAQs Partnerships Careers Customer Service. Learn more about Apollo. Private Funds From Find company research, competitor information, contact details & financial data for RIA in a Box, LLC of New York, NY. About RIA in a Box LLC RIA in a Box is the leading provider of compliance and operational software to wealth managers and investment organizations. Expert Tip: Be sure to review all insurance policies in great detail for any exclusions. Surety bonds range in price based on the total bond amount. Julian Makas Chief Information Security Officer. By Investment Industry. in the minds of many observers, the merger that seems to diminish competition in the RIA custodial space might end up increasing it, by ultimately driving more advisors RIA in a Box, a COMPLY company | 6,423 位 LinkedIn 關注者。RIA registration, compliance and cybersecurity software and services | RIA in a Box, a COMPLY company, is the leading provider of compliance, cybersecurity and operational software to wealth managers and investment organizations. 2,029 likes. RIA in a Box is a software as a service (“SaaS”) provider of compliance solutions to the registered investment adviser (“RIA”) industry. Private Funds From MNPI to conflicts of interest and beyond. Itegria’s cloud-based virtual desktop technology, known as AdvisorCloud™, At RIA in a Box, we are continuously working on enhancing our products and services for registered investment adviser (“RIA”) firms to efficiently meet their regulatory requirements and achieve operational excellence. Compliance program management technology Redtail + eMoney + Schwab/NFS all integrate well. Responsiveness could be a little better, but it is what it is. , doing business as ComplySci, acquired RIA in a Box LLC, a software-as-a-service provider of compliance, cybersecurity and operational software solutions to the wealth management industry. RIA registration About RIA in a Box Contact FAQs Partnerships Careers Customer Service. Box, a free, versatile, cloud-based platform, enables businesses of all sizes to collaborate, share files, and manage content securely from one account or central location across various devices. Savvy Adds Four Advisors, Pushing AUM Over $1B . COMPLY's Registration Team has assisted firms with initial registration and ongoing support. We are a leading provider of registration, compliance, and operations support services to independen RIA in a Box by COMPLY | 6,437 followers on LinkedIn. , described the deal as "smart money Per section K. com, sugarsync. As more RIA firms migrate to cloud-based technology and vendors, proper vendor management and due diligence is becoming an even more important element of RIA in a Box Manage the full scope of your compliance program from one platform. Raised funding from 4 investors. In 2022, RIA in a Box provided our audience with registered investment adviser (RIA) operations, RIA technology, and RIA compliance blogs that covered topics. Compare RIA in a Box to its competitors by revenue, employee growth and other metrics at Craft. The success of RIA in a Box illustrates just how fast RIA firms have been popping up in recent years. io Create a free account No credit card. Smart RIA is more 'do it yourself'. Over 2,600 RIA firms use the platform to increase RIA in a Box is a company that provides Software as a service and more. RIA in a Box will keep operating as its own brand. RIA in a Box enables entrepreneurs to create their own About RIA in a Box RIA in a Box® is a leading Software-as-a-Service (SaaS) provider of compliance, cybersecurity, and operational software solutions. com, adrive. Some states necessitate a positive net capital balance or surety bond. com) location in United States, insights, industry and description. Will Bressman CEO and President. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You are being shown a subset of the data for this profile. com. or desire to differentiate yourself from competitors. Enter your username below and we'll send you password reset instructions. RIA in a Box's main competitors include Advens, Nettitude, CyberCX and QRC Assurance And Solutions. Overview Understanding the Advantages The Support You Need Choosing the Right Path Tools & Resources Why Schwab RIA in a Box 2005. More than 2,800 registered investment adviser RIA IN A BOX is a Financial Services, Finance, and RIA registration company located in New York, New York with $18. RIA registration, compliance and cybersecurity software and services | RIA in a Box by COMPLY is the leading provider of compliance, cybersecurity, and operational software to wealth managers and investment organizations. give back to the community, and collaborate with Michael Kitces and Taylor Schulte. RIA in a Box is now COMPLY | 6,440 followers on LinkedIn. View All . To help registered investment adviser (RIA) firms continue to mitigate risk and comply with heightened regulations, our four firms have officially come together under one parent brand to bring RIAs the most holistic regulatory compliance solutions on the market. AdvisorAssist and RIA-In-A-Box have some solidly priced services and have helped many of our customers make the move. Find top employees, contact details and business statistics at RocketReach. RIA in a Box assists with initial registration, provides ongoing compliance software post-formation, and About RIA in a Box Contact FAQs Partnerships Careers Customer Service. In the coming few weeks, we’ll be letting you know what this means on a daily basis. An RIA Firm’s Cybersecurity Compliance Program. But what makes this particular expense worth it? We used ria in a box for Ohio registration, wsp, docs and on going compliance. RIA in a Box and InvestorCOM Officials said RolloverAnalyzer is designed to support advisors making best interest rollover recommendations by comparing rollover environment against the current ThinkAdvisor provides financial advisors, registered investment advisors and wealth managers with comprehensive coverage of the products, services and information they need to guide their clients RIA in a Box provides the leading compliance solution for investment advisers. COMPLY for Businesses. The annual revenue of RIA in a Box varies between 5. In any given day, a Unlike Ria, which offers money transfers in over 144 countries, Sharemoney transfers money to 70+ countries and has expanded more outside South America and Asian countries. More than 2,800 registered investment adviser (RIA) firms use the platform to Learn more about the top Box competitors and alternatives. On December 9th, 2021, RIA in a Box was acquired by ComplySci. RIA registration. Approximately 2,000 registered investment advisor (RIA) firms across the US use the platform to manage their compliance procedures more efficiently. From 2002 to 2010, investment adviser registrations increased from 7,581 to 11,643, or about 500 firms per year, according to the Investment Adviser Association, in RIA in a Box Manage the full scope of your compliance program from one platform. RIA in a Box’s 2021 technology survey results were posted yesterday, and Redtail CRM had a very strong showing in what RIA in a Box deems the “most popular technology solution” category. Details about top competitor companies of RIA in a Box. Button CTA. SmartRIA is a Tennessee-based compliance management platform that offers solutions including employee trade monitoring and vendor due diligence for businesses. Who acquired RIA in a Box? RIA in a Box was Who are the competitors of RIA in a Box? Top competitors of RIA in a Box include Droit, OpenLink and CubeLogic. The move to the RIA model is about doing what's best for clients—on your terms. com’s top competitor in August 2024 is dropbox. Customers; Offerings; Company. Top 10 Business-in-a-Box Alternatives & Competitors. Get the kit. RIA in a Box has 55 competitors. Discover current leadership team members including founders, CEO, other executives and board directors. See competitors' playbooks; Stalk the smart money; Identify tomorrow's challengers; Spot growing industries; Kill analyst data work; Let's see how we can help you! RIA in a Box SmartRIA 's alternatives and competitors. Acquired by Compliance Science. Try for free at rocketreach. Read the latest reviews and find the best Content Collaboration Tools (Transitioning to Document Management) software. RIA in a Box to Continue Operating Under Existing Brand and Leadership. Op. Use the CB Insights Platform to explore RIA in a Box's full profile. Approximately 2,000 RIAs of varying size across the US use the platform to increase compliance workflow Compliance, custody, tech, timelines, business operations, and the economics of running your own RIA – it’s all detailed here to help you bring your favorite clients to your new firm. Get expert assistance with RIA and Broker-Dealer registration. According to Similarweb data of monthly visits, box. Read the latest reviews, pricing details, and features. I always thought it would be cool to partner with a local credit union or something and have a revenue sharing agreement. RIA in a Box is now COMPLY. RIA registration Did XYPN open up to non CFPs? I used RIA in a box and have been happy so far. 00 Million in revenue and 97 employees. RIA in a Box compliance software also integrates with number of other industry-leading solutions, and its team is known for providing award-winning customer Conducting Your RIA Firm's Annual Compliance ReviewUnder Rule 206(4)-7 of the Investment Advisers Act of 1940, RIA firms are required to conduct an annual co New York-based private equity firm Aquiline Capital Partners has acquired RIA in a Box, a compliance software provider for registered RIA in a Box Manage the full scope of your compliance program from one platform. The top 10 RIA practice management blog posts published by RIAB in 2021 were on the DOL fiduciary rule, IAR CE requirements, and the SEC Marketing Rule. Its headquarters is located at New York, New York, USA. Give our clients a chance to digest our move. riainabox. Both Ria and Sharemoney have low RIA in a Box also introduced an automated Form CRS generation tool in 2020, While ComplySci and Smarsh might at first blush look like competitors, the two firms have only small levels of How much do the RIA in a Box® services cost? We stand out in the industry by being completely transparent with our costs. Executive Summary How I Built my Independent RIA Firm (After Transitioning From Merrill Lynch) The Process Of Breaking Away And The Broker Protocol Getting My Clients Back With My New RIA The Details You’ve Been Waiting For: Step By Step Of How I Set Up My RIA Step 1: Do your homework! Step 2: Name your company Step 3: Determine your Business RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. 1M and 61 employees. com's top 5 competitors in August 2024 are: dropbox. RIA registration RIA in a Box® Platform Overview © 2024 | COMPLY. The Most Advanced Company Information Database Enter company name. Use your current job’s benefits While you are still employed, plan to take advantage of all the employee benefits you will miss when you are self-employed. When was RIA in a Box acquired? RIA in a Box was acquired on 22-Nov-2021. Join me for a live broadcast with GJ King, president of RIA in a Box, as we talk about technology solutions for financial adviser compliance. Learn more here. This is the RIA in a Box company profile. Working closely with financial advisers as they · Experience: RIA in a Box is now COMPLY · Education: Baylor University - Hankamer School of Business RIA in a Box by COMPLY | 6403 seguidores en LinkedIn. As they also note, “Each standard Redtail database subscription package includes up to 15 users for the same all-in cost,” noting that other popular vendors price their databases on a AdvisorAssist and RIA-In-A-Box have some solidly priced services and have helped many of our customers make the move. Learn more about critical RIA updates and industry announcements. Others felt more like competitors. RIA in box is way more involved and hands on. RIA in a Box is a services and technology company for registered investment adviser (RIA) firms based out of New York, NY. RIA in a Box enables entrepreneurs to create their own registered investment advisory firms and receive the ongoing support they need to remain in constant regulatory compliance. In this article, we discuss the top Box Competitors and Alternatives. RIA in a Box is headquartered in New York, 136 Madison Ave, United States, and has 3 office locations. RIA in a Box's top competitors include VComply, BasisCode and SmartRIA. RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. Book a Compliance Science Inc. 0M and 25M. Ongoing compliance services start at $250 per month. S. Utilize RIA in a box for compliance. Reply reply Top 4% Rank by size . Communications archiving and review. RIA registration Compliance program management technology Communications archiving and review Aquiline Capital Partners has purchased RIA in a Box, a SaaS company working with clients in the registered investment advisor industry. box) Share your videos with friends, family, and the world About RIA in a Box Contact FAQs Partnerships Careers Customer Service. 3. Country City Address; United States: New York: Explore {RIA in a Box's key management people. RIA in a Box by COMPLY is the leading provider of compliance, cybersecurity, and operational software to wealth managers and investment organizations. Earlier this year, RIA in a Box released the MyRIACompliance ® Mobile App to help tackle regulatory tasks at Articles tagged RIA IN A BOX. To connect with RIA in a Box employee register on SignalHire. RIA in a Box has acquired Gordian Compliance Solutions, a firm that offers compliance consulting services to the wealth management industry. 9M visits. Enter company name. More than 2,800 registered investment adviser (RIA) firms use the platform to increase compliance workflow efficiency and to automate regulatory requirements. Get the latest business insights from Dun & Bradstreet. Toggle navigation. 3K. RIA cybersecurity software is designed to help RIA firms create and implement an information security policy, train employees, and assess overall risk. David DeVoe, managing partner of DeVoe & Co. If you are at all concerned about 'getting it right' and don't trust yourself to be thorough enough with compliance, I'd recommend RIA in a Box. com with 142. We will remain a hybrid for the foreseeable future to make the transition less urgent. More than 2,800 registered investment adviser (RIA) firms use the platform to CLEVELAND, May 5, 2021 — RIA in a Box, a leading Software-as-a-Service (SaaS) provider of compliance, cybersecurity, and operational software solutions to the wealth management industry, announced its Itegria® acquisition. Read more. Will Bressman, who has been the firm's CEO for the past 10 years, will serve as CircleBlack’s integration with RIA in a Box (RIAB) allows Firms and Advisors using CircleBlack to simplify their compliance processes. Most advisors will hire a consultant. the one you’re moving towards (and why RIA take-home pay is almost always RIA in a Box is a services and technology company for registered investment adviser (RIA) firms based out of New York, NY. Locations. Registration of a new firm starts at $4,000 but can be discounted when paired with our post-registration compliance support. R. Who are RIA in a Box’s competitors? Harbor Compliance, MetricStream, SmartRIA, VComply, and Quantivate are competitors of RIA in a Box. Evaluate their financials based on RIA in a Box's post-money valuation and revenue. Complying with several regulations, including HIPAA, FINRA, and GxP, Box caters Related: RIA in a Box Launches Cybersecurity Insurance Offering to Provide RIAs Access to Industry Leading Coverage. Dan Savage Chief Financial Officer. When it was time to renew for another year I got reached out to with a warning that my bill would be increasing by 10%, but that they were being extremely generous offering an only 6-7% increase if I signed up for a 3 year term or only up 4-5% increase if ThinkAdvisor provides financial advisors, registered investment advisors and wealth managers with comprehensive coverage of the products, services and information they need to guide their clients Ria In A Box LLC Company Profile | Mayfield Heights, OH | Competitors, Financials & Contacts - Dun & Bradstreet How is RIA in a Box helping advisors adhere to the new regulation? Much like how we help streamline the creation and filing of an investment advisor’s firm Form ADV Parts 1 and 2, RIA in a Box Many of the advisors on the Altruist platform have had success with AdvisorAssist and RIA-in-a-box (on average, you can expect to pay about $4k). See insights on RIA in a Box including office locations, competitors, revenue, financials, executives, subsidiaries and more at Craft. For Teachers For Students Educator Trading Lab Simulated Competition Testimonials. You just click some boxes and then you get an email from a doctor saying you’re all good to get your meds. SmartRIA’s primary competitors include RIA in a Box, VComply, ComplySci and 14 more. RIA in a Box by COMPLY | 6,434 (na) tagasubaybay sa LinkedIn. Financial Services New York, United States 201-500 Employees. RIA in a Box is headquartered in United States New York. My copay for the first month was about $150. More than 2,800 registered investment adviser (RIA) firms use the platform to Quick answer: U-Haul’s U-Box offers a budget-friendly, customizable moving container option, but it’s worth comparing it to competitors like U-Pack (our top pick), PODS, Zippy Shell, and 1-800-PACK-RAT. And the “check ins” with a health care provider are all online via messaging, seems like automated responses. Welcome to r/private_equity! This is a sub for general discussion, news, analysis and career advice relating to You are not signed in! Please log in to continue. Login Book a demo. This technology solution is designed to protect against cyberattacks and boost productivity, while maintaining strict regulatory compliance standards. Over 2,000 RIA firms use the platform to At RIA in a Box, we are continuously working on enhancing our products and services for registered investment adviser (RIA) firms to efficiently meet their regulatory requirements, while ensuring no regulatory requirements slip through the cracks. Compare pay for popular roles and read about the team’s work-life balance. Scenes from the 10th Annual WealthManagement Details about top competitor companies of RIA in a Box. Get the inside scoop on jobs, salaries, top office locations, and CEO insights. You are not signed in! Please log in to continue. Each The RIA Tech Suite brings together complementary technology platforms to help automate critical back-office tasks for advisors. 5M and 25 employees. New York, N. RIA in a Box Manage the full scope of your compliance program from one platform. We help you manage the full scope of your compliance program. RIA in a Box's founder is Zachary Gronich. As stated in the official announcement, the addition of Itegria accelerates the RIA in a Box® vision to empower RIAs to efficiently address their compliance, cybersecurity, and operational needs with software. RIA in a Box by COMPLY | 6,428 followers on LinkedIn. More than 2,800 registered investment adviser (RIA) firms use the platform to Competitors; Supplier Risk; RIA in a Box Headquarters and Office Locations. Speak with an Expert or Call +1 (866) 515-6064. RIA in a Box Profile and History. What is RIA in a Box? MyRIACompliance combines our team of RIA compliance experts with an online software platform to help registered investment adviser (RIA) firms better manage and automate regulatory responsibilities. The compliance service is designed to assist both SEC and state-registered firms. Founded by Zachary Gronich in the year 2005. Solutions. com THE RIA IN A BOX® PLATFORM Effectively manage and automate your regulatory responsibilities with the support of RIA in a Box walks through tips on using RIA compliance technology to maximize its value at your registered investment advisory firm. A comprehensive compliance program is multi-faceted, addressing a firm’s core risk points based on business activity and operations. We put the client first by delivering innovative software and expert advice. Ria In A Box, LLC is in the Financial Services industry within the Business Services sector and has been in business for approximately (6) years. Uncover why RIA IN A BOX is the best company for you. RIA in a Box's Social Media Coldstream Merges with Accounting Firm and RIA in Its Backyard . RIA registration RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. See how SmartRIA compares to similar products. For more information about RIA in a Box, please visit: www. RIA in a Box has 4 current employee profiles, including Chief Operations Officer Michael Jones. MyRIACompliance® Mobile App. Beginning in 2015, the U. Rebecca Collins Current Workplace . New advisers face major About RIA in a Box LLC RIA in a Box is the leading provider of compliance software to wealth managers and investment organizations. Find out what works well at RIA IN A BOX from the people who know best. Competitors: Beacon About RIA in a Box. Venture Capital Funds Private Equity Funds Accelerators & Incubators Investment Banks. Who We Serve. Jan 09, 2025. Specifically, the RIAB integration primarily focuses on ensuring firms and advisors maintain the appropriate licenses, registrations, and certifications required to provide investment advice. RIA In A Box. For context we are 250 mil under mgt ov which about 40 mil is in managed accounts at out bd. 81-14-4(b)(6), all Kansas registered investment adviser firms are now required to not only prepare but maintain a balance sheet each month. More than 2,800 registered investment adviser (RIA) firms use the RIA in a Box's founder is Zachary Gronich. RIA registration, compliance and cybersecurity software and services | RIA in a Box, a COMPLY company, is the leading provider of compliance, cybersecurity and operational software to wealth managers and investment organizations. We've helped over 4,000 investment advisers The RIA Roadshow, a local half-day education event for registered investment adviser (RIA) firms organized by RIA in a Box, is coming back to Texas for the second year in a row. Login About RIA in a Box. 2021-present (3 years) RIA in a Box is a services and technology company for registered investment adviser (RIA) firms based out of New York, NY. The position of the CEO is occupied by Will Bressman. Bi-Weekly Newsletter. com, and more. RIA in a Box is a New York-based SaaS platform that provides solutions such as RIA compliance, employee trade monitoring and due diligence for the wealth management industry. Read the recap here. Compliance program management technology. Competitors: Unknown. RIA in a Box® Platform Overview © 2024 | COMPLY. Michael Jones Chief Operations Officer. 7. About K1 Marketing and customization cookies help us to offer content and communications relevant for you, providing you with a unique Ria experience. Book a demo. Details about top competitor companies of RIA in a Box Toggle navigation. Over 2,000 RIA firms use the platform to increase compliance RIA in a Box provides compliance, cybersecurity, and operational software for wealth managers and investment organizations. See the full list of RIA in a Box alternatives and competitive updates on Owler, the world’s largest community-based business insights platform. RIA in a Box, a COMPLY company, is the leading provider of compliance, cybersecurity and operational software to wealth managers and investment organizations. jgnwt xadktii sma uotgsu yhx dtb yavbrf qrb khzrxx ajco